FOIA Annual Report Workbook2017-11-17FOIA Annual ReportHHSDepartment of Health and Human ServicesOSOffice of the SecretaryACFAdministration for Children and FamiliesACLAdministration for Community LivingCDCCenter for Disease Control and PreventionCMSCenters for Medicare and Medicaid ServicesFDAFood and Drug AdministrationHRSAHealth Resources and Services AdministrationIHSIndian Health ServiceNIHNational Institutes of HealthOASHOffice of the Assistant Secretary for HealthOIGOffice of the Inspector GeneralSAMHSASubstance Abuse and Mental Health Services Administration20175 U.S.C. app. § 107(a) (Ethics in Government Act of 1978)Financial disclosure information pertaining to certain government employeesMeyerhoff v. EPA, 958 F.2d 1498, 1500-02 (9th Cir. 1992); Seife v. NIH, 874 F. Supp. 2d 248, 254 (S.D.N.Y. 2012); Concepcion v. FBI, 606 F. Supp. 2d 14, 33 (D.D.C. 2009), renewed motion for summary judgment granted in part on other grounds, 699 F. Supp. 2d 106 (D.D.C. 2010); Glascoe v. DOJ, No. 04-0486, 2005 WL 1139269, at *1 (D.D.C. May 15, 2005).21 U.S.C. § 331(j) (Food, Drug, and Cosmetic Act)Certain information "concerning any method or process which as a trade secret is entitled to protection"Anderson v. HHS, 907 F.2d 936, 950-51 (10th Cir. 1990).25 U.S.C. § 1675(g)Medical quality assurance records35 U.S.C. § 209(f)Plans of a licensee for development or marketing of a federally owned invention41 U.S.C. § 253b(m)(1) (currently at 41 U.S.C. § 4702)Contractor proposals that are in the possession or control of an executive agency and that have not been set forth or incorporated by reference into contractsSinkfield v. HUD, No. 10-885, 2012 U.S. Dist. LEXIS 35233, at *13-15 (S.D. Ohio Mar. 15, 2012); Margolin v. NASA, No. 09-CV-00421, 2011 WL 1303221, at *6 (D. Nev. Mar. 31, 2011); Hornbostel v. U.S. Dep't of the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 2003), summary affirmance granted, No. 03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 25, 2004).42 U.S.C. § 242m(d)Identifiable information for certain research and statistical activities42 U.S.C. § 262a(h)Bioterrorism-related information42 U.S.C. § 300aa-12(d)(4)(A) (National Childhood Vaccine Injury Act of 1986)"Except as provided in subparagraph (B), information submitted to a special master or the court in a proceeding on a petition [for compensation under the National Vaccine Injury Compensation Program] . . . without the express written consent of the person who submitted the information"Long v. DOJ, 778 F. Supp. 2d 222, 234 (N.D.N.Y. 2011)42 U.S.C. § 653(j)(7)(E)(ii)Certain information in the Federal Parent Locator ServiceN/A42 U.S.C. § 1320c-9(a)Information related to Quality Improvement Organization recordsN/A42 U.S.C. § 1395bb(b)Information related to Accreditation Survey Information42 U.S.C. § 11137(b)Adverse reports of a health practitioner's conduct5 U.S.C. app. 3 § 7(b)Name of employees who provide information or complaints to the Inspector General42 U.S.C. § 653(l)(1)Information in the Federal Parent Locator ServiceN/A11126177114293123412121041033112211222929222241293770747253244332165328301416104012951612051180161814219252489110621088126704224724940341431522514713891246290463402811053110431035393013313429576634978345476197Due to data entry delays in reporting the correct ending / beginning pending case counts, the following changes are reported for the HHS components:ACF reported 249 at the end of FY 2016, 253 at the beginning of FY 2017CDC reported 424 at the end of FY 2016, 416 at the beginning of FY 2017CMS reported 2,011 at the end of FY 2016, 2,051 at the beginning of FY 2017FDA reported 2,472 at the end of FY 2016, 2,489 at the beginning of FY 2017OIG reported 33 at the end of FY 2016, 31 at the beginning of FY 2017OS reported 223 at the end of FY 2016, 224 at the beginning of FY 20175712218NoRecords63Referred418Withdrawn18FeeRelated1NotDescribed16ImproperRequest8NotAgency30Duplicate197706414614NoRecords35Referred7Withdrawn18NotDescribed8ImproperRequest5NotAgency25Duplicate9Other13322600NoRecords3NotDescribed13019538018NoRecords198Referred25Withdrawn364FeeRelated20NotDescribed6ImproperRequest28NotAgency27Duplicate341295397230405931NoRecords2454Referred51Withdrawn477FeeRelated146NotDescribed76ImproperRequest894NotAgency655Duplicate404Other4218142831883167NoRecords458Referred48Withdrawn1388FeeRelated52NotDescribed56ImproperRequest120NotAgency15Duplicate17610881591045NoRecords36Referred13Withdrawn16FeeRelated4NotDescribed3ImproperRequest2NotAgency5Duplicate2249181412NoRecords19Referred4Withdrawn16FeeRelated12NotDescribed6ImproperRequest23Duplicate12Other161528461285NoRecords93Referred15Withdrawn111FeeRelated6NotDescribed32NotAgency9Duplicate112461496312NoRecords39Referred1Withdrawn6NotDescribed3ImproperRequest1NotAgency4Duplicate3281143233245NoRecords64Referred32Withdrawn161NotDescribed9ImproperRequest44NotAgency94Duplicate10103525514NoRecords33Referred1Withdrawn7NotDescribed1ImproperRequest5NotAgency5Duplicate1Other11341387243646431NoRecords3495Referred615Withdrawn2582FeeRelated241NotDescribed217ImproperRequest1130NotAgency869Duplicate671Other6034547Litigation11Unable to locate requester40Aggregated request242Directed Requester to Publicly Available Information1616N/A00N/A00N/A00N/A00N/A00N/A00Unable to locate requester1160Ex. 429Ex. 559Ex. 6106Ex. 7(A)16Ex. 7(C)51Ex. 7(E)5Ex. 7(F)4Ex. 32Ex. 488Ex. 515Ex. 6141Ex. 7(A)1Ex. 45Ex. 54Ex. 617Ex. 21Ex. 326Ex. 4131Ex. 5113Ex. 6341Ex. 7(A)7Ex. 7(B)3Ex. 7(C)8Ex. 7(E)3Ex. 21Ex. 333Ex. 4488Ex. 5101Ex. 67862Ex. 7(A)12Ex. 7(B)34Ex. 7(C)1292Ex. 7(D)172Ex. 7(E)11Ex. 7(F)3Ex. 329Ex. 4122Ex. 518Ex. 69Ex. 7(A)97Ex. 7(B)1Ex. 7(C)3Ex. 7(E)2Ex. 21Ex. 36Ex. 481Ex. 517Ex. 658Ex. 7(E)1Ex. 7(F)5Ex. 22Ex. 37Ex. 49Ex. 54Ex. 616Ex. 7(A)1Ex. 7(C)1Ex. 33Ex. 425Ex. 522Ex. 639Ex. 7(A)10Ex. 7(C)3Ex. 7(E)1Ex. 21Ex. 34Ex. 441Ex. 511Ex. 655Ex. 7(C)13Ex. 333Ex. 4200Ex. 5131Ex. 6386Ex. 7(A)258Ex. 7(C)318Ex. 7(E)33Ex. 7(F)69Ex. 445Ex. 52Ex. 651Ex. 26Ex. 3143Ex. 41264Ex. 5497Ex. 69081Ex. 7(A)402Ex. 7(B)38Ex. 7(C)1689Ex. 7(D)172Ex. 7(E)56Ex. 7(F)8121215411824818162123120393216241368CMS reported 174 at the end of FY 2016, 181 at the beginning of FY 2017151178511810112112316118206241Ex. 31Ex. 45Ex. 511Ex. 612Ex. 7(C)7Ex. 61Ex. 31Ex. 45Ex. 511Ex. 613Ex. 7(C)7NoRecords3Referred40Withdrawn11NotDescribed5ImproperRequest4NotAgency1Duplicate15InLitigation2ExpeditedDenial4NoRecords4Referred1Withdrawn110NotDescribed1ImproperRequest5InLitigation1ExpeditedDenial1Other1NoRecords7Referred41Withdrawn121NotDescribed6ImproperRequest9NotAgency1Duplicate15InLitigation3ExpeditedDenial5Other1No component response to adjudicate11N/A001193301.91LT112023763913963287347.38LT112022011-04-2816132011-06-2115762012-04-1713702013-04-0411282013-08-1910332014-02-189102014-03-188902014-03-268842014-04-028792014-05-028572011-12-0914452012-04-1213602012-04-2313532012-12-1211922013-04-0311162013-05-0110962013-05-2810782013-06-0410732013-06-0510722013-07-1910412011-04-2816132011-06-2115762011-12-0914452012-04-1713702012-04-2313532012-12-1211922013-04-0311162013-05-0110962013-05-2810782013-06-04107326.43LT14040171.23LT19541412.7532032335819434014419191616141732.21LT175558187.56LT11674516412.17112141314LT11022836LT1120877184LT1982318.71106450138.11153668LT13137591138257109623017175LT1342146217163081317118131731741511.02LT11416580.73LT125524119284011731018155557915611118.95LT110643699.93LT116744269.53LT1121421.521.98LT14081180.12LT19461412.753204674401943401441919161614114.539.69LT1755120264.75LT11674542436.75212141819LT110222056LT11170841995947318.91106450138.253153657LT120406221382571094023015695734214012714308151911813883274159.45LT114168.584.47625535119374711731018155557915611624.08LT1106440104.46LT116745090.41212141-2050121-405241-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+05531-201821-40041-60061-80181-1001101-1200121-1401141-1601161-1803181-2000201-3009301-4009401+30731-202221-40641-60161-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0291-2035321-406541-602061-801681-1009101-1208121-1405141-1604161-1802181-2005201-3006301-4006401+55041-20394321-406841-604961-801081-1000101-1200121-1400141-1601161-1800181-2000201-3004301-4000401+040751-2039021-4047441-6042161-8045281-100438101-120632121-140505141-160575161-180524181-200454201-3001377301-40077401+9164101-2015421-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+01541-201021-40941-601261-801181-1002101-1208121-1405141-1601161-1804181-2005201-30011301-4003401+0811-2073321-4016841-606761-80781-1005101-1203121-1401141-1601161-1802181-2001201-3000301-4000401+09881-201821-408241-60561-80281-1004101-1200121-1400141-1601161-1800181-2000201-3000301-4000401+01121-2070021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+07001-20821-40441-60161-80081-1000101-1201121-1400141-1600161-1800181-2000201-3000301-4000401+0141-20685021-4092841-6057661-8049981-100459101-120652121-140517141-160584161-180535181-200465201-3001407301-40095401+126136931-20521-402441-603361-802881-10015101-12013121-14011141-1609161-1803181-2002201-30012301-40011401+231891-208721-403041-601861-80681-1009101-1208121-1404141-1602161-1806181-2007201-30026301-40011401+322461-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-2025821-407241-603861-803781-10021101-12023121-14019141-1609161-18013181-20022201-30065301-40055401+1017331-20956921-40132941-6053461-8034781-100276101-120181121-140122141-16077161-18055181-20048201-300142301-400126401+253130591-208321-4015541-6018061-8020181-100246101-120249121-140264141-160349161-180219181-200219201-3001049301-400372401+70942951-20021-404341-60961-80881-1003101-1204121-1403141-1603161-1802181-2005201-3003301-4003401+4901-20521-40641-60461-80481-1000101-1201121-1403141-1601161-1805181-2000201-30011301-4002401+0421-207621-405841-602861-801181-1007101-1203121-1405141-1607161-1804181-2001201-30018301-4004401+42261-201021-404041-602961-801981-10017101-12014121-1407141-1606161-18011181-2007201-3005301-4000401+01651-2010721-405641-605461-801581-10025101-12014121-1406141-1602161-1803181-2000201-3000301-4000401+02821-203321-402241-60961-801181-1008101-12010121-1406141-1602161-1801181-2003201-3005301-4003401+11141-201023321-40183541-6093661-8068781-100627101-120520121-140450141-160467161-180322181-200314201-3001336301-400587401+1127194411-20421-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+041-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20421-40241-60161-80081-1001101-1200121-1400141-1601161-1800181-2000201-3000301-4000401+15241-20321-40641-60361-80481-1000101-1200121-1401141-1600161-1802181-2002201-3000301-40010401+6371-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-201121-40841-60461-80481-1001101-1200121-1401141-1601161-1802181-2002201-3000301-40010401+216539555593032333611937907569367090113184000111110018123110885209453048920910201642461497132149826596141.92381159241.9273473466834555002211316534655016810321229412606030.53736141140031173629720393872596780122588103.534780118208.3696282421.792013-05-0111092013-10-189912013-10-249872013-10-259862013-10-289852013-10-289852013-10-299842013-10-309832013-11-049802013-11-189712014-01-249262014-01-249262014-03-068982014-05-058562014-05-088532014-06-038362014-06-048352014-06-048352014-06-058342014-06-108312017-09-14112012-03-2713742012-05-0113492012-12-1211942013-01-3111612014-07-148082014-09-047712014-10-287342014-10-287342014-10-297332014-12-097062012-03-1513802013-02-2512002013-02-2512002013-04-0411722013-04-0911692013-04-2211602013-05-1411442013-05-3111312013-06-0311302013-06-1911182011-03-1616332011-03-2216292011-05-3115802011-06-2715612011-10-2614772012-01-1114262012-02-2313972012-03-0713882012-03-2813732012-03-3013712016-12-221942017-05-22912017-06-02832017-06-08792017-06-09782017-06-13762017-06-19722017-06-22692017-06-26672017-06-26672016-09-302502016-10-202372016-11-022282016-11-032272016-11-042262016-11-182172016-11-302102016-12-151992016-12-151992016-12-161992015-09-245052016-01-214262016-04-063752016-05-123492016-05-183452016-06-023352016-06-033282016-06-133262016-06-153252016-06-233202015-05-185962016-04-043762016-09-072672016-10-062462016-11-082242016-12-122022017-01-121812017-01-231752017-01-261722017-01-261722016-06-043862016-11-282162016-12-022062017-03-061502017-03-281342017-04-051282017-05-26892017-06-06842017-06-09812017-06-20742016-06-053122016-06-242952016-08-302722016-09-132632016-12-132002017-03-021482017-03-061462017-05-18932017-05-18932017-06-02842011-03-1616332011-03-2216292011-05-3115802011-06-2715612011-10-2614772012-01-1114262012-02-2313972012-03-0713882012-03-1513802012-03-2713741821102120011110086910.79765879410112049465.849103113003184.566000582158008774356.397671111.52.330000001790122.51464139112410.60000073400064220075215212.111001017058343700952075929606412116.61114813526929.6100.10.128448028448154192534992.3402534992.34316293876772280000884772212720.5147.533996472349084343455563255108082431353512121.353.353419400341940159.8424.843161641.1817503163391.18505454774045477431429752710000039752710.51.594163094163218101.29319.2952306438.13104005553346493.1300.000000.000000.0000102575.390.0405625770.0071392017.450.01158975.10.017611040.0032337830.010700.000022500.007600.0000603281.940.011500000000000003033686000033301532905000880330002150088919346629235150087108111622792620152722722454535110554124020200004131700000281000000000008530000011101000016978330Due to data entry delays in reporting the correct ending / beginning pending consultation counts, the following changes are reported for the HHS components:OS reported 9 pending at the end of FY 2016, 10 at the beginning of FY 2017CDC reported 0 at the end of FY 2016, 4 at the beginning of FY 20172015-10-064982016-03-014002016-05-053532016-09-072672016-09-122642016-12-161982017-01-121812017-02-271512017-03-271312017-04-051242017-08-07382017-09-2252017-05-021532017-05-031522017-05-081452017-09-14122015-10-064982016-03-014002016-05-053532016-09-072672016-09-122642016-12-161982017-01-121812017-02-271512017-03-271312017-04-05124985129310347704642447493322228203011131040144312951791718016190211814210374110621061110881305247318249156143161152132413891266124639234039928110151043989103515813317713434225349783618834547Due to data entry delays in reporting the correct number of request received and processed during FY 2016, the following changes are reported:CDC reported 1120 received and 1445 processed in FY 2016 - the updated numbers are reflected in the table above.195629242150003748712711081224822793026272064152307217272122451945451801541571188262175123262216332241206235169116375351